Advisers / Missouri
New investment adviser firms in Missouri
In the four weeks to October 17, 2026, 6 adviser firms based in Missouri registered for the first time with the SEC or a state regulator.
2new firms a week
5registered advisers, 4 weeks
1exempt fund managers, 4 weeks
Per week
By type, 4 weeks
- State-registered adviser5
- Exempt reporting adviser (SEC)1
The latest firms
| Registered | Firm | Type | City |
|---|---|---|---|
| Oct 16 | Brookside Wealth Management LLC | State RIA | — |
| Oct 13 | Encore UGP LLC | ERA (SEC) | Clayton |
| Oct 8 | Vertumnus Capital LLC | State RIA | Clayton |
| Oct 7 | Mark V Capital | State RIA | St Louis |
| Sep 28 | Percipient Advisors LLC | State RIA | — |
| Sep 21 | Norvia Wealth Management LLC | State RIA | — |
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