Advisers / New York
New investment adviser firms in New York
In the four weeks to October 11, 2026, 28 adviser firms based in New York registered for the first time with the SEC or a state regulator.
7new firms a week
14registered advisers, 4 weeks
14exempt fund managers, 4 weeks
Per week
By type, 4 weeks
- Exempt reporting adviser (SEC)13
- SEC-registered adviser9
- State-registered adviser5
- Exempt reporting adviser (state)1
The latest firms
| Registered | Firm | Type | City |
|---|---|---|---|
| Oct 9 | K Ventures Growth GP LLC | ERA (state) | — |
| Oct 9 | Maximforte Private Wealth LLC | State RIA | New York |
| Oct 8 | Dragonarch Partners | SEC RIA | New York |
| Oct 7 | Strivepoint Capital, LLC | ERA (SEC) | — |
| Oct 6 | Deep Ocean Capital Management LP | ERA (SEC) | New York |
| Oct 6 | Arrived Advisors, LLC | SEC RIA | New York |
| Oct 5 | CCS Fiduciary Governance Consulting Group, LLC | State RIA | — |
| Oct 2 | Turtle Wealth | State RIA | — |
| Oct 1 | Plettenberg Capital Management, LLC | SEC RIA | New York |
| Oct 1 | LPS SPV Manager, LLC | ERA (SEC) | New York |
| Sep 30 | One Orchard LLC | ERA (SEC) | New York |
| Sep 30 | Bscm Management LP | ERA (SEC) | Woodmere |
| Sep 29 | Lorum Advisory LLC | SEC RIA | New York |
| Sep 28 | Actions Capital Managers LLC | ERA (SEC) | New York |
| Sep 28 | Aegis Guild Capital, LLC | SEC RIA | New York |
Subscribers also get each firm's business phone, website, address, size and where it's registered.
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