Advisers / Minnesota
New investment adviser firms in Minnesota
In the four weeks to October 11, 2026, 10 adviser firms based in Minnesota registered for the first time with the SEC or a state regulator.
3new firms a week
7registered advisers, 4 weeks
3exempt fund managers, 4 weeks
Per week
By type, 4 weeks
- SEC-registered adviser4
- State-registered adviser3
- Exempt reporting adviser (SEC)2
- Exempt reporting adviser (state)1
The latest firms
| Registered | Firm | Type | City |
|---|---|---|---|
| Oct 9 | Galactic Capital Management, LLC | ERA (state) | — |
| Oct 7 | Lakestone Wealth Management | SEC RIA | Minnetonka |
| Sep 30 | Linnhavn Wealth Advisors LLC | State RIA | — |
| Sep 25 | Lodestone Fiduciary LLC | State RIA | Minnetonka |
| Sep 24 | Boria Wealth Management, LTD | SEC RIA | Wayzata |
| Sep 23 | Brown Venture Group LLC | ERA (SEC) | Saint Paul |
| Sep 18 | Alternative Liquidity Capital | ERA (SEC) | — |
| Sep 14 | Bluenose Wealth LLC | State RIA | — |
| Sep 14 | Vessel Wealth Partners | SEC RIA | Mendota Heights |
| Sep 14 | Fathom Advisors LLC | SEC RIA | Minneapolis |
Subscribers also get each firm's business phone, website, address, size and where it's registered.
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