Advisers / Arizona
New investment adviser firms in Arizona
In the four weeks to October 11, 2026, 6 adviser firms based in Arizona registered for the first time with the SEC or a state regulator.
2new firms a week
6registered advisers, 4 weeks
0exempt fund managers, 4 weeks
Per week
By type, 4 weeks
- State-registered adviser5
- SEC-registered adviser1
The latest firms
| Registered | Firm | Type | City |
|---|---|---|---|
| Oct 9 | Ostler Financial Advisors | State RIA | — |
| Oct 7 | Scenario Wealth Management LLC | State RIA | Fountain Hills |
| Oct 2 | North Wind and Sun Advisory LLC | State RIA | — |
| Sep 21 | Function Wealth Advisors LLC | State RIA | Prescott |
| Sep 17 | Rubicon Financial Group, LLC | State RIA | Fountain Hills |
| Sep 15 | Zoop Alpha Advisors | SEC RIA | Mesa |
Subscribers also get each firm's business phone, website, address, size and where it's registered.
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